Friday, October 21, 2011

Survival of Patients with Amyotrophic

Lateral Sclerosis in a Population-Based

Registry

A. Millul E. Beghi G. Logroscino A. Micheli E. Vitelli A. Zardi

for the ‘Registro Lombardo SLA’ (SLALOM)
1

Istituto di Ricerche Farmacologiche ‘Mario Negri’ di Milano, Milano , Italia

od in the whole sample, by level of diagnostic certainty,

and by selected prognostic indicators (age, sex, bulbar

or spinal onset, and disease duration). Multivariate analysis

was done with the Cox proportional hazard function.

Results:
The sample comprised 79 patients (33 female;

46 male) aged 28–85 years (mean age 64.4 years). Onset

of symptoms was bulbar in 30% of cases. Mean symptom

duration at diagnosis was 13.3 months. ALS was

defi nite in 43%, probable in 29%, possible in 6%, and

suspected in 22%. By December 31, 2002, 56 cases (71%)

had died. The cumulative probability of surviving after

diagnosis was 78% at 12 months, 56% at 24 months, and

32% at 48 months. Median survival from onset was 39.2

months and from diagnosis 30.6 months. Multivariate

analysis confi rmed defi nite ALS at diagnosis and older

age as adverse prognostic factors.
Conclusions: Survival

of ALS patients in the present sample was slightly longer

than previously reported. Better palliative care and supportive

treatment may explain the difference. Older age

and the presence of defi nite ALS at diagnosis are poor

prognostic predictors.

Copyright © 2005 S. Karger AG, Basel

Introduction

Amyotrophic lateral sclerosis (ALS) is a progressive

disease causing degeneration of the upper and lower motor

neurons, and average survival is between 2 and 3 years

Key Words

Amyotrophic lateral sclerosis
Mortality

Prognostic predictors

Abstract

Objective:
To evaluate the survival of patients with amyotrophic

lateral sclerosis (ALS) in an Italian population and

to assess the effects of selected prognostic indicators on

survival.
Background: Median survival of ALS patients

has been reported to range between 12 and 23 months

from diagnosis and between 23 and 36 months from onset

of symptoms. Although several negative prognostic

factors have been identifi ed, the overall picture still

needs clarifi cation.
Methods: We included patients enrolled

in an Italian ALS Regional Register (population

4,529,003) during the calendar year 1998. The diagnosis

was confi rmed by an ad hoc committee using the original

El Escorial criteria. Each case was regularly followed

up until death or December 31, 2002, whichever came

fi rst. Survival was assessed with the Kaplan-Meier meth-

Published online: June 13, 2005

Dr. Ettore Beghi

Istituto di Ricerche Farmacologiche ‘Mario Negri’

Via Eritrea 62

IT–20157 Milano (Italy)

Tel. +39 02 39014542, Fax +39 02 33200231, E-Mail beghi@marionegri.it

© 2005 S. Karger AG, Basel

0251–5350/05/0253–0114$22.00/0

Accessible online at:

www.karger.com/ned

1

SLALOM: D. Alimonti, D. Baldini, C. Balzarini, C. Bendotti, G. Bianchi,

G. Bogliun, V. Bonito, A. Brambilla, L. Brunati, R. Causarano, M. Ceroni, A.

Cheldi, A. Chiò, L. Chiveri, A. Citterio, M. Clerici, G. Comi, M. Corbo , M.L.

Delodovici, E. Donati, C. Ferrarese, G. Filippini, P. Gambaro, M. Guidotti, I.

La Spina, P. Liberini, G. Mariani, T. Mennini, G. Meola, S. Moroni, E. Munerati,

M. Perini, P. Perrone, M. Poloni, M. Porta, A. Prelle, M. Rezzonico, R.

Riva, A. Romorini, F. Sasanelli, L. Serlenga, V. Silani, D. Testa, F. Tavernelli,

M.C. Tonini.

Survival of Patients with ALS
Neuroepidemiology 2005;25:114–119 115

[1–3] . However, the clinical spectrum of the disease is

wide and tends to refl ect the heterogeneity of the symptoms

at onset and the variability of its course. Information

on the prognosis of ALS has mostly been obtained

from population-based studies or large clinical series [1,

4–16] . In these studies, survival of ALS patients varied

signifi cantly depending on the methods used for case ascertainment,

the different diagnostic criteria, and the

small numbers of cases surviving beyond the fi rst few

years. In three prospective population-based studies [9,

14, 16] , several negative prognostic factors were identifi

ed, including older age, female sex, lack of marital partner,

bulbar features at onset, level of diagnostic certainty,

progressive bulbar palsy, short interval between symptom

onset and diagnosis, progression rate of respiratory, bulbar

and lower limb symptoms, and overall disease severity.

However, the fi ndings are only partly consistent. We

therefore arranged a population-based study of newly diagnosed

ALS patients with the following aims: (1) to defi

ne survival of ALS patients after a long observation period,

and (2) to verify the role of selected putative clinical

predictors of long-term survival.

Materials and Methods

Eligible patients included all ALS cases in selected geographic

areas of Lombardy, a largely industrialized region in Northern Italy

( fi g. 1 ). For each designated area, the choice was mostly based

on the accuracy of case ascertainment, the case of source identifi cation,

and the presence of reliable health care settings. Patients were

identifi ed through a prospective regional registry of ALS. The study

population amounted to 4,529,003 (1991 national census). Participants

in the registry were neurologists working in the designated

areas who screened all patients admitted to local hospitals and discharged

with a diagnosis of ALS. The study cohort included patients

ascertained during the period from January 1 to December

31, 1998. To assure complete case ascertainment, all the hospital

discharge diagnoses were examined and the medical records of patients

discharged with an ICD code 335.2 (motor neuron disease)

were reviewed. Neurophysiology units were inspected searching for

any electrophysiological records which suggest motor neuron involvement.

Discharge diagnoses and mortality statistics for the

years 1998 through 2002 were also examined for cases with ICD

code 335.2.

For each eligible case, the neurologists were asked to collect the

main demographic, clinical, electrophysiological and (where needed)

neuroimaging fi ndings on ad hoc semistructured forms. An effort

was made to obtain details from a thorough neurological examination,

focused on the main regions (bulbar, cervical, thoracic,

and lumbosacral) and the involvement of the upper and lower motor

neurons. The diagnosis of ALS was based on the original El

Escorial criteria [17] and reviewed by an expert panel. Age, sex, site

of fi rst symptoms (bulbar or spinal), disease duration at diagnosis,

Italy

Varese

Como

Lecco

Sondrio

Bergamo

Brescia

Lodi

Pavia

Milano

Cremona

Mantova

Fig. 1.
Map of Lombardy (study areas in black).

Millul/Beghi/Logroscino/Micheli/Vitelli/

Zardi

116
Neuroepidemiology 2005;25:114–119

and diagnostic category at study entry were indicated as the prognostic

predictors. Each patient with ALS was then followed until

death or December 31, 2002, whichever came fi rst. Suspected or

possible ALS cases were revised during follow-up and patients who

shifted to different diagnostic categories were identifi ed. Death certifi

cates were examined for diagnostic confi rmation of all possible

and suspected ALS cases who died in these stages.

The signifi cance of variables was tested using the
2 test, Student’s

t test and univariate analysis of variance as appropriate.

Survival of the entire cohort from diagnosis and from onset of

symptoms was estimated using the Kaplan-Meier method. The logrank

test was used to measure differences in survival from diagnosis

for each prognostic predictor. The Cox proportional hazard

model was used to calculate the adjusted hazard ratio, with different

prognostic factors independently (age, sex, disease duration at

diagnosis, site of onset, and diagnostic category). A backward stepwise

(likelihood ratio) method was used. The proportional hazard

model was fi tted using the method of maximum likelihood and the

log-cumulative hazard plot. The El Escorial diagnostic categories

were included as dummy variables. Interactions between age and

site of onset, sex and disease duration, and site of onset and disease

duration were also included in the model. Signifi cance was tested

at the 5% level. No missing values were present for each variable

included in the model. Calculations were done using SPSS (version

11.0 SPSS Inc., Chicago, Ill., USA).

Results

The study population included 79 patients (33 women

and 46 men aged 28–85 years). Mean age at diagnosis was

64.4 years (women 67.1; men 62.3; p = 0.14). Bulbar-onset

ALS was diagnosed in 24 cases (30%) and spinal-onset

ALS in 55 (70%). Mean age at onset was similar in bulbar-

onset and spinal-onset ALS patients (67.5 vs. 63.0;

p = 0.30). The two forms were evenly distributed between

the two sexes. However, bulbar-onset ALS was present in

18.8% of patients aged less than 55 and in 33.3% of patients

55 years and older (p = 0.21). Mean disease duration

at diagnosis was 13.2 months (range 1–86 months).

At study entry, defi nite ALS was diagnosed in 34 cases

(43%), probable ALS in 23 (29%), possible ALS in 5 (6%),

and suspected ALS in 17 (22%). The distribution of the

upper and lower motor neuron signs in the four regions

is given in table 1 , where the fi ndings are reported separately

for the four diagnostic categories. As expected, the

number of regions with abnormal fi ndings tended to increase

with the level of diagnostic certainty. Patients with

suspected ALS had fasciculations (n = 15) and hypo-arefl

exia (n = 12). The diagnosis was revised in all patients

Table 1.
Distribution of upper (UMN) and lower motor neuron (LMN) signs in the four regions by the El Escorial diagnostic category

Region ALS suspected (n = 17) ALS possible (n = 5) ALS probable (n = 23) ALS defi nite (n = 34) ALS total (n = 79)

UMN LMN UMN LMN UMN LMN UMN LMN UMN LMN

Bulbar – 8 (47.0) – 3 (60.0) 8 (34.8) 13 (56.5) 19 (55.9) 25 (73.5) 29 (36.7) 49 (62.0)

Cervical – 10 (58.8) 1 (20.0) 3 (60.0) 16 (69.5) 22 (95.6) 27 (79.4) 30 (88.2) 50 (63.3) 65 (82.3)

Thoracic – 2 (11.8) – 2 (40.0) 2 (8.7) 5 (21.7) 8 (23.5) 11 (32.5) 10 (12.6) 20 (25.3)

Lumbosacral – 12 (70.5) 2 (40.0) 3 (60.0) 18 (78.3) 19 (82.6) 25 (73.5) 28 (82.4) 54 (68.4) 62 (78.5)

Figures in parentheses indicate percentages.

ALS suspected

(n =17)

ALS possible

(n = 5)

ALS definite

(n = 4)

(dead 3)

ALS possible

(n = 1)

(dead)

ALS suspected

(n = 1)

(alive)

ALS possible

(n = 3)

(dead 1)

ALS probable

(n = 3)

(dead 2)

ALS definite

(n = 5)

(dead 4)

Lost to follow up

(n = 5)

(dead 3)

Fig. 2.
Diagnostic shift during follow-up

(with status) in patients with suspected and

possible ALS.

Survival of Patients with ALS
Neuroepidemiology 2005;25:114–119 117

with possible ALS and in 12 with suspected ALS ( fi g. 2 ).

Of these, all but 2 (1 with possible ALS and 1 with suspected

ALS) moved to an upper diagnostic category. Eleven

patients with suspected ALS developed upper motor

neuron signs. At the last follow-up, there were 6 patients

with suspected ALS (5 lost to follow-up) and 4 patients

with possible ALS. Five of them (3 with suspected ALS

and 2 with possible ALS) were still alive at the last followup.

In the 3 patients with suspected ALS, disease duration

was 62.4, 61.4 and 99.4 months from symptom onset

(mean 74.5 months) and 49.2, 57.4 and 60.3 months from

diagnosis (mean 55.6 months). Both patients with possible

ALS at the last follow-up had upper and lower motor

neuron signs in one region.

The entire cohort was followed for 2,480 personmonths

(mean 31.4; range 2–60). By the date of the last

follow-up, a total of 56 patients had died (71%). ALS was

reported as the cause of death in all the death certifi cates.

Survival status at the last follow-up by prognostic predictors

is depicted in table 2 . Patients who died were mostly

older, with bulbar-onset ALS, and with shorter disease

duration at diagnosis. The cumulative time-dependent

survival rate at symptom onset and at diagnosis is depicted

in fi gure 3 . Survival from onset of symptoms was

92% at 12 months, 73% at 24 months, and 43% at 48

months. The corresponding values for survival from diagnosis

were 78, 56, and 32%. Median survival from

symptom onset was 39.2 months [95% confi dence interval

(CI) 28.2–49.8] and median survival from diagnosis

was 30.6 months (95% CI 19.5–41.6).

Survival from diagnosis by different prognostic indicators

is depicted in fi gure 4 . Median survival from onset

was 52.1 months in patients aged less than 55 years, 48.5

months in those aged 55–74 years, and 16.4 months in

those aged 75 years or older (p
! 0.0005). The corresponding

values for survival after diagnosis were 35.1, 38.8, and

8.1 months (p
! 0.0002). Mean (SD) disease duration at

diagnosis was 15.1 (21.9) months in patients aged less

than 55 years, 14.1 (15.9) months in those aged 55–74

years, and 8.8 (7.2) months in those aged 75 years and

older (p = 0.47). In bulbar-onset ALS, median survival

from onset was 26.6 months (spinal-onset ALS 45.9

months; p
! 0.05). Median survival from diagnosis of

bulbar- and spinal-onset ALS patients was 18.7 and 35.1

months, respectively (p
! 0.05). Sex and disease duration

did not affect survival to any signifi cant extent. Median

survival after diagnosis of defi nite ALS patients was 16.3

months. The corresponding values were for probable

ALS, 31.0 months; possible ALS, 40.3 months, and suspected

ALS, 48.8 months (p = 0.16). Multivariate analy-

Table 2.
Survival status of ALS by prognostic predictors

Variable Dead Alive

n % n %

Total 56 71 23 29

Age groups*

<55 years 9 56 7 44

55–74 years 33 70 14 30

>74 years 14 87 2 13

Sex

Men 32 70 14 30

Women 24 73 9 27

Onset*

Bulbar 21 87 3 13

Spinal 35 64 20 36

Duration (months) of symptoms at diagnosis**

<6 27 82 6 18

7–12 15 75 5 25

13–24 8 57 6 43

>24 6 50 6 50

El Escorial category at diagnosis

Defi nite ALS 27 79 7 21

Probable ALS 15 65 8 35

Possible ALS 4 80 1 20

Suspected ALS 10 59 7 41

* p < 0.05; ** p < 0.01.

100

80

60

40

20

0

0 1 2

Duration (years)

3

From diagnosis

Survival (%)

From symptom onset

4 5

Fig. 3.
Cumulative survival of ALS patients from symptom onset

and from diagnosis.

Millul/Beghi/Logroscino/Micheli/Vitelli/

Zardi

118
Neuroepidemiology 2005;25:114–119

sis showed that increasing age and defi nite ALS (hazard

ratio 2.5; 95% CI 1.4–4.2) were the only independent predictors

of mortality.

Discussion

In this population-based prospective study of newly

diagnosed ALS, survival from diagnosis was 78, 56, and

32% at 12, 24, and 48 months. Median survival from diagnosis

was 30.6 months and median survival from onset

was 39.2 months. Our median survival is slightly longer

than that of other reports where it ranged from 12 to 23

months from diagnosis and from 23 to 36 months from

onset [1, 4–11, 13–16]. Although, based on the small sample

size, the possibility of a chance fi nding cannot be excluded

(see confi dence intervals of our rates), the longer

survival of our patients might be explained by earliest

diagnosis and/or by better palliative care and supportive

treatment (e.g. enteral nutrition and BiPap mechanical

100

80

60

Survival (%)

40

20

0

0 1 2 3

Duration (years)

<55 years

Male

Female

>74 years

Spinal

Possible

Suspected

Definite

Probable

Bulbar

55–74 years

4 5

100

80

60

Survival (%)

40

20

0

0 1 2 3

Duration (years)

4 5

100

80

60

Survival (%)

40

20

0

0 1 2 3

Duration (years)

4 5

100

80

60

Survival (%)

40

20

0

0 1 2 3

Duration (years)

4 5

a b

c d

Fig. 4.
Cumulative survival of ALS patients from diagnosis by different prognostic indicators. a Age. b Sex.

c
Type of onset. d El Escorial diagnostic category.

Survival of Patients with ALS Neuroepidemiology 2005;25:114–119 119

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